INTRODUCTION
Recent studies investigating the clinical utility of intracranial pressure (ICP) monitoring [1,2], hemicraniectomy for the treatment of elevated ICPs [3,4] and hypothermia for elevated ICPs [5] have contributed significantly to our understanding of ICP management and treatment. However, these studies have also demonstrated our limited understanding of the clinical significance of ICP and brain edema.
Almost two centuries ago, Monro and Kellie started the work that has been the basis of our understanding of cerebral hemodynamics and ICP. The “Monro-Kellie Doctrine,” coined by Harvey Cushing, states with an intact skull, the sum of the volume of brain, blood and CSF is constant: an increase in one causing a decrease in one or both of the remaining two [6]. The doctrine describes our ability to measure pressure to extrapolate changes in volume representing cerebral edema or other space occupying lesions. When the cerebral perfusion concept was introduced, there was a shift in focus from cerebral volume to pressure [7].
A normal ICP does not equate to a normal brain. Physiologic changes often precede increases in ICP. In addition, while a normal brain might exhibit very little ICP variations in its different compartments, a diseased brain will often exhibit compartmentalization of ICP between the two hemispheres across the falx cerebri and across the tentorium cerebri between the infra- and supra-tentorial compartments. This seems to precede a more generalized ICP increase as injury progresses and is important when considering the type and optimal placement of ICP monitoring devices [8-12].
In this review, we will stress the importance of ICP as a surrogate marker of increased intracranial volume. We will discuss the monitoring of ICP, non-invasive methods of ICP monitoring and novel methods of brain edema monitoring.
The results of the BEST-TRIP trial showing no difference in outcomes between a treatment protocol based on ICP monitoring versus that based on imaging and clinical examination has forced a re-examination of ICP thresholds [2]. The Brain Trauma Foundation previously promoted treatment of ICP a threshold of above 20 mmHg [13]. However, the recent recommendation included in the 2016 Brain Trauma Foundation Guidelines suggests treating ICP above 22 mmHg because values above this level have been associated with increased mortality [14]. Of course this value should be repeatedly corroborated by physical exam and imaging as herniation syndromes have been reported with ICPs less than 20 mmHg [15,16]. The change in recommendation by 2 mmHg demonstrates the uncertainty around the importance of ICP monitoring and our limited knowledge of the importance of “threshold” values. At the bedside when managing patients with ICP monitors, 2 mmHg is likely not a significant difference and ICP often will fluctuate significantly with very little changes in the patient’s condition. Many researchers have postulated that individualized thresholds are more important than generalized ones as each patient’s physiology is different. Although in concept individualized thresholds are an attractive idea, the methods for creating them have not been well developed.
ICP WAVEFORMS
Interpretation of ICP wave forms may give us additional information about brain edema by giving us insight into brain compliance and the state of cerebrovascular autoregulation [17]. This is specifically important given that different patients can have different critical ICP values reflecting differences in brain compliance [18]. In addition, being comfortable with interpreting waveforms allows the examiner to exclude artifacts such electrostatic discharges that could lead to artificial spikes in ICP values [19]. Interpreting ICP waveforms can be done by looking at the appearance of single waves and looking at the trend of the ICP tracing over time.
When looking at a single ICP waveform, the examiner can identify 3 peaks (P1, P2 and P3) that correlate with the propagation of the arterial pulse pressure [20,21]. P1 (also referred to as systolic or percussion wave) is produced by the transmission of arterial pressure through the choroid plexus into the ventricles. P2 (tidal wave) is thought to reflect brain tissue compliance as the arterial pulse pressure further propagates into the brain parenchyma. P3 (dicrotic wave) reflects the arterial dicrotic notch which is due to the closure of the aortic valve. P1 usually has a higher amplitude than P2. It is noted that as intracranial volume and pressure increase and brain compliance decreases, it is common to observe P2 > P1. This reflects decreased brain compliance and impending herniation (Fig. 1) [8,17,20,21].
By monitoring ICP tracings over time dangerous patterns can be identified. Lundberg A waves (Fig. 2), also called Plateau waves, are ICP increases for a period of 5 to 10 minutes. They reflect reduced cerebral compliance and impending herniation [22,23]. Lundberg B waves (Fig. 2) were originally described as repeating elements in the ICP signal with frequencies of 0.5 to 2 waves per minute that reflect elevated ICP [23]. However, the frequency range of Lundberg B waves has been expanded to 0.3 to 3 waves per minute and they have been observed in normal subjects, ventilated patients and during sleep. Thus, the value of these waves in clinical practice remains under investigation [24]. Lundberg C waves (Fig. 2) are oscillating waves at the frequency of 4-8 cycles per minute and are thought to reflect normal interactions between the cardiac and pulmonary cycles [8,23].
CALCULATED ICP VARIABLES
Cerebral perfusion pressure (CPP) is the difference between the mean arterial pressure (MAP) and ICP. It reflects the pressure gradient across the intracranial vascular bed that drives cerebral blood flow (CBF) and subsequently, oxygen and metabolite delivery. The healthy brain utilizes autoregulation of its vasculature and blood flow to maintain constant CBF across a range of ICPs and MAPs. However, as the injured brain loses its capacity to autoregulate, maintaining CPP become crucial to prevent ischemia and secondary brain injury [8]. CPP above 60-70 mmHg is recommended for improved survival and functional outcomes [14].
Pressure reactivity index (PRx) is a measure of cerebrovascular reactivity. Cerebrovascular reactivity (the vasodilation of cerebral vessels in response to decreased systemic blood pressure and vice-versa) is one of the key cerebral autoregulatory mechanisms [25]. With an intact pressure reactivity, increased mean arterial pressure (MAP) will lead to cerebral vasoconstriction within 5 to 10 seconds and subsequently a decrease in cerebral blood volume but no change in the ICP. The inverse happens with a decrease in MAP. PRx is the linear correlation coefficient between MAP and ICP changes over a 4-minute period and is reported as values ranging from -1 to +1. A negative or zero value reflects a normally reactive vascular bed while positive values reflect passive, nonreactive vessels [26]. PRx reacts dynamically to CPP. PRx higher than 0.2 for more than 6 hours has been associated with increased mortality [27]. One limitation to the clinical utility of PRx is the need for waveform data. Recently the Long-PRx (L-PRx) has been developed which allows similar measurements without the need for waveform measurements allowing for more widespread use. L-PRx is calculated using 20-minute averages of MAP and ICP data rather than beat-to-beat values. It is suggested that L-PRx values correlate with 6 month survival [28]. However, it was more recently demonstrated that PRx may correlate better with mortality and severe disability than L-PRx. Further studies and comparisons are needed [29].
Correlation coefficient (R) between the ICP wave amplitude (A) and the ICP (P) level (RAP) measures the correlation between the amplitude of the ICP waveform and the mean ICP value. This correlation coefficient is postulated to reflect the state of the brain’s compensatory reserve and the patient’s location on the pressure-volume curve. It is likely influenced by a combination of brain elasticity, pulsatile arterial inflow, and the delay of inflow and outflow of venous blood and CSF. RAP indicates how pulse amplitude of ICP correlates with the mean ICP over short periods of time (1-2 minutes). RAP value ranges from -1 to +1. RAP close to +1 indicates that amplitude of ICP waves (AMP) vary according to changes in mean ICP. RAP close to -1 indicates that AMP decreases when mean ICP increases which would indicate increased intracranial volume and decreased autoregulatory reserve. RAP close to 0 indicates lack of synchronization between fast changes in amplitude and mean ICP. It has been shown that in patients who died from uncontrollable intracranial hypertension, RAP oscillated or decreased to 0 or negative values well before herniation. The combination of an ICP above 20 mmHg for a period longer than 6 hours with low correlation between the amplitude and pressure (RAP<0.5) was described as a predictor of unfavorable outcome [30]. Baseline ICP measurement errors due to spontaneous drifts or shifts will effect RAP values accuracy [31].
INVASIVE METHODS OF MONITORING ICP
Methods of ICP monitoring can be classified based on invasiveness, catheter location and transducer location. Invasive monitoring remains the gold standard and noninvasive options will be discussed in the next section under novel monitoring methods. Invasive catheters can be intraventricular or parenchymal (the two commonly used locations clinically). Subarachnoid, subdural and epidural devices have proven unreliable and are not used commonly in clinical practice. Pressure transducers can be intracranial within the catheter including fiberoptic or micro strain gauge transducers or extracranial strain gauge transducers that are coupled to the patient’s intracranial space via fluid filled lines [8,32,33].
External ventricular devices (EVD) are considered the gold standard for ICP monitoring [9,34]. The advantages of EVD include global ICP measurements, allowing external calibration, recalibration of catheters in-situ, therapeutic interventions such as CSF drainage, and the administration of intrathecal medications. Disadvantages include placement difficulties with ventricular effacement in younger patients and with intracranial mass lesions. In addition to possibility of catheter occlusion, other disadvantages include increased infection and intracranial hemorrhage rates [8,9,35]. Infection rates with EVD placement have been estimated to be as high as 11% in some case series. This is not mitigated by prophylactic catheter exchange [36,37]. The use of antibiotic-impregnated EVD catheters can significantly reduce the risk of catheter-related infections [38]. The rate of intracranial hemorrhages is estimated at 5.7%. with the rate of clinically significant hemorrhages estimated at 0.61% [39].
Microtransducer-tipped ICP device can be placed in the brain parenchyma via a small craniostomy. Advantages of these catheters include ease of placement, reliability in most clinical cases and lower infection rates [40]. Disadvantages include inability to calibrate after placement, inability to drain CSF or inject medications, higher costs, and localized rather than global ICP measurements due to ICP gradients [10,33]. Zero drift is another downside to using intraparenchymal catheters. However, newer catheters have lower rates of zero drift and good correlation with EVD measurements [41,42].
The invasive tethered methods are usually applicable to short-term, inpatient settings. Long-term and outpatient monitoring requires untethered implantable devices that transmit data via telemetry. These devices have demonstrated a good safety profile, effectiveness, reliability and ease of use in animals [32]. At present, several prospective case series examine the use of these devices in humans. An implantable intraparenchymal telemetric probe (Neurovent-P-tel) does not require calibration and is compatible with magnetic resonance imaging (MRI) scanners up to 3 Tesla. This device has been investigated in multiple centers for hydrocephalus, shunt dysfunction, endoscopic third ventriculostomy failure, calibration of intraventricular shunts, monitoring of endoscopic third ventriculostomies, craniostenosis, normal pressure hydrocephalus, and pseudotumor cerebri in patients ranging from 1–91 years of age for a duration of monitoring ranging 3–409 days [43–47]. Another telemetric device is the OSAKA telesensor (OSAKA telesensor; Nagano Keiki Seisakusyo Co. Ltd., Tokyo, Japan) which is an ICP sensor embedded in a vericular shunt for patients with hydrocephalus showed accurate ICP measurement, diagnosed shunt malfunction correctly and was calibratable for zero drift by comparing the ICP reading from the telesensor with the puncture pressure in the on-off valve [48]. The use of these devices has not been investigated in the critical care setting.
NON-INVASIVE METHODS OF ICP MONITORING
The advantage of non-invasive methods is the relative safety, low cost and easy access. However, at the present time, non-invasive methods seem to have a common theme when effective: they may be able to confirm presence or absence of intracranial hypertension at best but they are unable to produce a surrogate numerical value that compares to the invasive methods of measuring ICP. As ICU management becomes more individualized these methods may provide further insight into the individual cerebral autoregulatory status in lieu of a pure numerical interpretation ICP values.
Tympanic membrane displacement (TMD) measures the displacement on the tympanic membrane in response to the stapedial or middle ear reflex [49]. Significant differences in the TM displacement have been found between patients with raised and normal ICP [50]. TMD is mostly studied in children, it shows some benefit in monitoring a single patient longitudinally as an outpatient, decreasing the need for invasive ICP measurement in shunted patients with hydrocephalus. However, at this point TCD remains a poor surrogate for ICP because the inter subject variability is high and the predictive value of the technique is low [50–52]. Another limitation is the that TMD measurement requires an intact tympanic membrane and perilymphatic duct which may limit its use in trauma patients [32].
As the use of ultrasound as a bedside technique in the critical care setting increases, measurements of optic nerve sheath diameter (ONSD) are more commonly used as a surrogate marker of elevated ICP. The optic nerve is surrounded by meningeal layers. The subarachnoid space surrounding the optic nerve is in continuation with that surrounding the brain. Thus, an increase in ICP may result in the expansion of the perineural optic nerve subarachnoid space which may be measured clinically as an increase in optic nerve sheath diameter (ONSD) [53]. ONSD can be measured using computed tomography (CT), MRI or ultrasound [54,55]. In a study of 59 patients, ONSD of >5 mm on ocular ultrasound was shown to have 100% sensitivity and 83% specificity in detecting cranial CT findings of shift, edema, or effacement [56]. In a study of 62 patients, the largest ONSD value was significantly higher in high ICP patients (patients with ICP > 20 mmHg for > 30 min in the first 48 h) when compared to controls with no head injury [57]. A recent meta-analysis concluded that ONSD sonography is a sensitive test for ruling out raised ICP in a low-prevalence population and a specific test for ruling in raised ICP in a higher-prevalence population. When compared to CT-measured ONSD, ultrasound ONSD had a sensitivity of 95.6% (95% CI, 87.7–98.5%) and specificity of 92.3% (95% CI, 77.9–98.4%) for diagnosing intracranial hypertension. ONSD > 5 mm predicts an ICP > 20 mmHg. However, ONSD is unable to produce a surrogate ICP value by itself [55]. Measuring the optic canal via CT, excluding patients with an optic canal < 10 mm2 as patients with narrow canals had false negative readings, prior to using ONSD to predict ICP may improve the sensitivity of this method [58].
The use of intraocular pressure (IOP) as an ICP indicator has also been investigated. The CSF communication between the intracranial subarachnoid space and optic nerve perineural subarachnoid space allows for ICP transmission into the eye which may be reflected as an increase in IOP. In a small pilot study of 27 patients, all patients with an abnormal ICP had an abnormal intraocular pressure; similarly, all patients with a normal ICP had a normal intraocular pressure [59]. However, multiple subsequent studies have not demonstrated consistent findings [60-62].
Transcranial Doppler (TCD) uses ultrasound waves to measure the velocity of blood flow in cerebral blood vessels. The ratio of the difference in systolic and diastolic flow velocity to mean flow velocity is referred to as the pulsatility index (PI). Other measures include estimated CPP and mathematical models based on similar principles of measuring the effect of the interaction between extravascular pressure in the form ICP and intravascular blood pressure on the flexible arterial wall [63]. Potential advantages of using TCD in estimating ICP include portability, noninvasiveness, wide availability and the ability to perform repeated measures at the bed side with high temporal resolution. Disadvantages include reported false positive cases in patients that are hyperventilating, patients with diffuse intravascular disease, hyperdynamic circulatory states and severe cardiac regurgitation. In addition, up to 8% of patients do not have an adequate acoustic window for artery insonation and TCD may be limited to detecting ICP changes of vasogenic origin and be less sensitive with other pathological processes [63–66].
Transcranial ultrasound can also be used to measure septum pallucidum undulations (SPU). In this test, the capability of the septum pellucidum to undulate relative to the ventricular wall during short (20-degree) rotatory movements of the head was related to ICP. If the ICP is elevated the septum pallucidum will be taught and undulate with amplitudes similar to that of the surrounding brain parenchyma and ventricles. In physiological conditions, the relaxed septum pallucidum undulates at higher amplitudes than the surrounding structures. This was reported to reflect ICP > 20 mmH2O as confirmed by spinal tap [67]. Another study validated this technique showing sensitivity of 75% and specificity of 100% (n = 32, p < 0.001) in predicting ICP > 20 mmH2O [68].
Pulsed phase lock loop (PPLL) is another ultrasoundbased technique. A PPLL device generates an ultrasound signal that is transmitted through the temporal bone, travels through the brain tissue and is reflected by the contralateral side of the skull back to the transducer. The PPLL device then records slight movement (several microns) of the skull associated with ICP pulsations [69]. This was validated in a single small study were ICP waveforms recorded by PPLL technique were correlated with invasively measured ICP waveforms using a fiberopticparenchymal device in 13 patients. This showed a high correlation between ICP waveforms recorded by PPLL and invasively. While this technology appears promising, it is limited to recording waveforms and is not able to record ICP as a numerical value [70].
BRAIN EDEMA MONITORING
ICP monitoring has been the most readily available monitoring method for patients with brain injury, mainly because of the lack of a continuous reliable method of measuring brain edema. MRI and CT scans have been the method of choice for visualizing cerebral edema [71,72]. Advantages of imaging lies in its non-invasiveness. Extended CT perfusion (CTP) imaging has been used to estimate blood-brain barrier permeability by calculating the bidirectional washout rates of contrast between the vascular space to the extravascular extracellular space and viceversa. Extended CTP can also be used to calculate plasma flow, extravascular extracellular space volume per unit of tissue volume (VE) and plasmatic volume per unit of tissue volume (VP) [73]. Sulcal volume measurements have been used as a method of quantifying cerebral edema on CT. Decreased sulcal volume has been shown to be a marker associated with worse clinical outcomes after SAH. Further automation of sulcal volumes may be valuable method of estimating on going cerebral edema [74]. Despite advancement of CT and MRI technology for imaging brain edema, the clinical utility for monitoring on-going cerebral edema is limited by high resource utilization of imaging and very intermittent measurements.
INVASIVE REAL TIME MONITORING
Recently, several methods have been developed to measure the brain water content and brain edema in real-time both invasively and non-invasively. These methods have the potential to measure cerebral edema and change the dynamics of monitoring for secondary brain injury in the neurocritical care setting.
Thermal diffusion probes have been used to estimate cerebral blood flow using the principle of thermal diffusion. By directly measuring the brain tissue's ability to transport heat and separating the conductive component of heat transfer through the brain tissue, the convective heat transfer due to perfusion can be calculated. The convective component of heat transfer is then used to calculate cerebral blood flow [75–77]. Using the same probe, it is possible to calculate the brain water content (BWC) by measuring the thermal conductivity of the surrounding brain tissue. This novel method requires further studies to confirm its utility [78]. The strength of this method lies in the continuous measure of cerebral edema; the limitation being it measures only local brain water content in brain tissue directly around the probe.
Ion selective electrodes (ISEs) can measure the interstitial concentrations of sodium and potassium [79–81]. Sodium-potassium ATPase dysfunction with resultant increase in extracellular potassium and intracellular sodium have been implicated in cerebral edema secondary to brain [82]. By utilizing an electrode covered by an ion-selective membrane, ISEs can convert the concentration of a specific ion into an electrical potential that can be measured as an output signal [79]. This technique has been studied in rodents. Itshowed a significant controlled cortical injury-induced decrease in Na+ and increase in K+ as well as faster recovery in these concentrations with Vasopressin-1a receptor (V1aR) inhibition [81]. These electrodes are largely used in animal research and have limitations including their size, their use of fragile glass capillary tubes that are time-consuming to prepare, and their inability to measure at more than one depth. Recent miniaturization and improvements of the design shows promise for potential use in clinical practice [80].
Electrical resistance probes (ERP) use the concept of electrical impedance, the measure of opposition of brain tissue to an electrical current. Invasive ERP is used to detect cerebral edema at the cellular level in rodent studies [83]. This method has not been used in clinical practice. However, the non-invasive method of cerebral electrical impedance has been studied clinically to monitor cerebral edema at the hemispheric level.
NON-INVASIVE REAL TIME MONITORING
Cerebral electrical impedance (CEI) uses the same principle of electrical impedance to measure the brain water content and cerebral edema. The patient’s head is shaved and two electrodes are placed frontally and mid-occipitally. A constant current is applied to the patient’s brain and impedence is recorded [84]. Multiple small studies have shown that an increase in hemispheric electrical impedance corresponds to an increase cerebral edema with ischemic stroke and perihematomal edema with ICH [84–87].
Non-invasive Near Infrared Spectroscopy (NIRS) has been investigated to monitor cerebral blood flow and cerebral blood oxygenation intraoperatively and in the critical care setting [88–90]. Because a near infrared light scattering signal (NIRSS) is directly proportional to brain water content, NIRSS may be used to detect small amounts of brain swelling. NIRSS has been shown in animal models to measure increases in brain swelling, but was insensitive to changes in cerebral blood flow, blood oxygenation, or blood flowrelated changes in ICP. An increase in NIRSS was detectable prior to increases in ICP when caused by edema [83,91]. While this method is yet to be validated extensively in humans, it was used in a small cohort as surrogate for increased cerebral edema in mountain sickness and patients with symptoms of acute mountain sickness (AMS) showed higher NIRSS values [92]. This study demonstrates the feasibility of using NIRSS to monitor changes in cerebral edema but more robust studies are needed to validate NIRSS as a surrogate for cerebral edema in humans.
BLOOD TESTS
A serum marker for cerebral edema or brain injury has been sought for decades. Similar to the “troponin of the brain” a serum marker would be non-invasive and could be monitored serially. Several markers have been proposed as markers of cerebral edema.
Endothelin-1 (ET-1) is a potent vasoconstrictor implicated in the pathogenesis of multiple brain injuries. It is implicated in increased BBB permeability leading to increased cerebral edema and infarct size in ischemic stroke [93]. The blockade of ET-1 in multiple ischemic stroke models has been shown to decrease secondary brain injury [94,95]. Increased peri-hematomal ET-1 levels have been associated with increased BBB and worsening peri-hematomal edema in intracranial hemorrhage models [96]. Increased expression of ET-1 has been shown in traumatic brain injury (TBI) models and is associated with increased vasospasm and ischemia [97]. All this makes ET-1 a potential target for predicting the severity of secondary brain injury and developing therapeutic agents. ET-1 has been shown to predict the development of severe brain edema in ischemic stroke patient post Tpa [98]. ET-1 has also been shown to be a predictor of vasospasm in TBI patients ET [99-102]. Current studies are limited by small sample sizes and more robust studies are needed to characterize the role of ET-1 levels in cerebral pathology. ET-1 may become a useful tool for predicting which patients may be at a higher risk to develop cerebral edema.
Matrix metalloproteinase-9 (MMP-9) is a proteolytic enzyme involved in remodeling the basal lamina and extracellular matrix [103]. Increased MMP-9 expression has been detected in ischemic stroke and has been associated with higher NIHSS, larger infarct sizes and risk for hemorrhagic transformation [104-106]. Cellular-fibronectin (c-Fn), a component of the basal lamina, has been shown to be more sensitive than MMP-9 in in the prediction of the edema development and malignant MCA syndrome [107]. Further studies are needed to characterize the utility of MMP-9 and c-Fn in the evaluation of cerebral edema and secondary brain injury.
CONCLUSION
Our understanding of the value of monitoring cerebral hemodynamics has been challenged by multiple recent studies. It is important to remember that monitoring ICP or edema by itself would never effect therapeutic outcomes;therapeutic trials evaluate the effectiveness of specific therapies in reducing morbidity rather than the effectiveness of the diagnostic modality used. That said, the value of the various monitoring methods discussed lies in the potential to improve our understanding of cerebral hemodynamics and physiology. Non-invasive techniques will allow us to monitor a broader population of patients and thus add to the overall understanding of cerebral edema. As technology advances, our ability to monitor cerebral hemodynamics and cerebral edema will continue to improve. Failure of clinical trials using monitoring devices are not failure of the devices but rather failures of the treatments used to treat the underlying pathophysiology. Without effective treatments for cerebral edema which tackle the underlying pathophysiology, monitoring devices, no matter how accurately they measure and record, will not translate into clinical benefit. Attention needs to focus on novel methods of treating ICP elevation and brain edema.